FINRA Certification Exams

26 certification exams

Official certification page

Compliance Officer Exam (Series 14) (Series 14)
170 questions | 255 min | 4 domains
Direct Participation Programs Representative Exam (Series 22) (Series 22)
35 questions | 90 min | 3 domains
Financial and Operations Principal Exam (Series 27) (Series 27)
145 questions | 240 min | 4 domains
General Securities Principal Exam (Series 24) (Series 24)
150 questions | 240 min | 5 domains
General Securities Representative Exam (Series 7) (Series 7)
125 questions | 225 min | 5 domains
General Securities Sales Supervisor Exam – General Module (Series 10) (Series 10)
145 questions | 240 min | 4 domains
General Securities Sales Supervisor Exam – Options Module (Series 9) (Series 9)
55 questions | 90 min | 3 domains
Introducing Broker-Dealer Financial and Operations Principal Exam (Series 28) (Series 28)
110 questions | 195 min | 3 domains
Investment Banking Representative Exam (Series 79) (Series 79)
75 questions | 150 min | 4 domains
Investment Company Products/Variable Contracts Principal Exam (Series 26) (Series 26)
110 questions | 195 min | 3 domains
Investment Company Products/Variable Contracts Representative Exam (Series 6) (Series 6)
50 questions | 90 min | 4 domains
Municipal Advisor Principal Exam (Series 54) (Series 54)
125 questions | 180 min | 3 domains
Municipal Fund Securities Limited Principal Exam (Series 51) (Series 51)
60 questions | 90 min | 3 domains
Municipal Securities Principal Exam (Series 53) (Series 53)
100 questions | 180 min | 4 domains
Municipal Securities Representative Exam (Series 52) (Series 52)
75 questions | 105 min | 4 domains
National Commodity Futures Exam (Series 3) (Series 3)
120 questions | 150 min | 5 domains
Operations Professional Exam (Series 99) (Series 99)
100 questions | 180 min | 4 domains
Private Securities Offerings Representative Exam (Series 82) (Series 82)
50 questions | 90 min | 3 domains
Registered Options Principal Exam (Series 4) (Series 4)
125 questions | 195 min | 4 domains
Research Analyst Exam – Analysis Module (Series 86) (Series 86)
100 questions | 180 min | 4 domains
Research Analyst Exam – Regulatory Module (Series 87) (Series 87)
50 questions | 90 min | 3 domains
Securities Industry Essentials (SIE) Exam (SIE)
75 questions | 105 min | 4 domains
Securities Trader Exam (Series 57) (Series 57)
50 questions | 105 min | 3 domains
Uniform Combined State Law Exam (Series 66) (Series 66)
100 questions | 150 min | 4 domains
Uniform Investment Adviser Law Exam (Series 65) (Series 65)
130 questions | 180 min | 4 domains
Uniform Securities State Law Exam (Series 63) (Series 63)
60 questions | 75 min | 6 domains